to the following cases taking place at different branches: (1) In the case of {A}, the findings showed that she had failed to give complete information and advice on redemption of retirement mutual
. These efforts ensure that customers receive fair treatment through the offering of complete and accurate information about products and services. Reinforcing of a market conduct culture via the “Honest
No. ECF2 044/2561 3 December 2018 Subject: Notification of the resolutions of the Board of Directors’ Meeting approving the investment in purchasing the ordinary shares of S-TREK (Thailand) Co., Ltd., capital increase, and the issuance and allocation of the newly issued ordinary shares to the specific person under the private placement basis, and the schedule for Extraordinary General Meeting No. 1/2019 (Additional) To President The Stock Exchange of Thailand Enclosure 1. Information Memorandum...
-Translation- No. ECF2 005/2019 17 January 2019 Subject: Cancellation of the resolutions of the Board of Directors’ Meeting No. 13/2018 in relation to the investment in the ordinary shares of S-TREK (Thailand) Co., Ltd., the investment in the ordinary shares of S-TREK (Thailand) Co., Ltd., capital increase, and the issuance and allocation of the newly issued ordinary shares to the specific person under the private placement basis, and the schedule for 2019 Annual General Meeting of Shareholders...
changed to be Daol Securities (Thailand) Public Company Limited.** The performance of duties as the financial advisor for TIGER IPO is the first deal after the SEC 2-year suspension (30 June 2016 - 29 June
benefit at the expense of their clients. It is the duty of each and every securities firm to deal with its clients in a fair and honest manner and must take a prompt and appropriate action once it becomes
complete qualifcations as specified, the Office shall propose the case for the Securities and Exchange Commision to consider granting the license, in which case the Securities and Exchange Commission shall
issuer. Clause 5/1 In the case where the Office has considered that the applicant for a license under Clause 3 has the accurate and complete qualifcations as specified, the Office shall propose the case
complete within the second quarter of 2019. 2/4 2. Parties involved and the relation with the listed company Seller : Wave Entertainment Public Company Limited (the “Company”) Purchaser : Kanjanapokin’s
Company Limited 1. Day/month/year in which the transaction occurs The Company will acquire investment to maintain proportion and complete aforementioned transaction within January 2020 2. Involved parties