bank, committed wrongful acts against investors’ assets by accepting the investors’ subscription money for mutual fund investments during off-business hours but not executing the subscription

Analysts Association, the Thai Bond Market Association, the Association of Provident Funds and the SEC.   The SEC, the 12 participating organizations and the TRBN are committed to continuing the joint

bank, committed wrongful acts against the investor’s assets by using the investor’s subscription money for mutual fund investments for her own interest without executing the subscription transactions

October 2016, the said executives and their associates had jointly committed fraudulent acts by misappropriating the sale money of 25 issues of KC B/E, at the total value of approximately 425 million baht

benefactors, and thus weakened the prevention of improper client activities. Under such circumstance, if a client committed any wrongdoing, the company could be deemed to have supported or participated in such

procedures for proof of guilt committed by a group of persons which is usually the case with market manipulation;      1.4 Supervision of exchange-based trading to maintain continuity and reliability of the

, 2016.In the case of Panita, she committed wrongful acts against clients? assets by using the client?s trading account to trade securities for her own personal gains or others? and making investment

to raise the standard of audit quality in ASEAN, the World Bank's Centre for Financial Reporting Reform (CFRR), in collaboration with experts from the East Asia Pacific region of the Bank's Global

global market environment. This year we are also celebrating the 20th anniversary and rebranding the SEC identity as a modern regulator and a visionary partner while staying committed to our working

capital market, promote sustainable long-term competitiveness aligned with the changing economic conditions and global context, and enhance confidence in the Thai capital market. We believe that driving