investors to use its services, either via its website or Facebook Page: {X1}. On 5 April 2021, the SEC issued a warning letter requiring {X1} to submit a written response but {X1} failed to submit a response

the civil monetary penalties above, the SEC released a public warning against solicitation for investment in Mandawee Tour on 11 August 2017 around the time when the SEC received the referrals to the

The warning came after the SEC had received information from the concerned public and stakeholders who noticed that unlicensed business operators in the securities and digital asset sectors

procedure for selling of high risk securities such as suitability test, key information disclosure and warning of the securities? high risks or complexity.? Mr. Vorapol added.

assets, technology should be optimized for innovation as well as investor protection. Promoting high-quality digital asset business operators should be a priority with close collaboration between the

further enhance their expertise in disclosing ESG information. The collaboration in publishing Global ESG Disclosure Standards for Investment Products Handbook in Thai version demonstrates the commitment

through secondment program and training program among members and through collaboration with external parties.ACMF expressed its gratitude to the Asian Development Bank (ADB) for its support in providing

The new partnership between CDP, which runs the global TCFD-aligned environmental disclosure system, and the SEC will include collaboration on a number of important areas including:   • Co-developing

). Laid out as a three-year plan, the Initiative has already led to further collaboration between the SEC and nine organizations* in establishing the Thailand Responsible Business Network (TRBN), which

, Malaysia?s Audit Oversight Board (AOB), Indonesia?s Finance Professions Supervisory Center (PPPK) and Thailand?s Securities and Exchange Commission (SEC).Areas of collaboration between the AARG and the World