55.34 million baht. Subsequently, Mrs.Eng disclosed such insider information to Miss Supanee Sukapantavorn, her sister, even though she knew or should have known that Miss Supanee could possibly use such
– sold 3,853,600 SQ shares in her possession through the trading account of Satida, her daughter, who rendered assistance or convenience by letting Penprapa use her trading account to sell the SQ shares
branch manager at the time, whose negligence in supervising that her subordinate strictly comply with the bank’s regulations led to opportunities for committing the misconduct. Prapai’s act was deemed a
. Set the period for acceptance of re-application of {B} as the capital market business personnel for 3 months, effective from June 27, 2015. 3. Suspended {C} from her duty as the approved securities
without any supporting information to persuade her client to purchase the shares. The client eventually purchased PAO shares and {D} shared the profit with {F}, {G}, and {H}.{F} and {G} bought some PAO
units of funds had been traded according to their intention. Miss Surasa Mungthaworn confessed that she had fraudulently taken over 17 million baht from clients to be used for her own interest
investment consultant for Napasook has already expired since 31 December 2019. SEC has therefore prohibited her from re-entering as personnel in the capital market business for a period of 10 years
non-AARG audit regulatory agencies. SEC Secretary-General Ms. Ruenvadee Suwanmongkol stated during her welcome speech on the first day of the workshop: “The SEC is greatly honored to host this year’s
In her opening remarks at the online seminar on 25 November 2020, Ruenvadee Suwanmongkol, Secretary-General of SEC, stated: “The aims of the online seminar are (1) to help listed companies gain a