reference. PAGE 2 Notification of the Securities and Exchange Commission No. Kor Thor. 8/2549 Re: Preparation and Disclosure of Financial Statements of Derivatives Business Operators By virtue of Section 9
reference. Notification of the Securities and Exchange Commission No. Kor Thor. 8/2549 Re: Preparation and Disclosure of Financial Statements of Derivatives Business Operators By virtue of Section 9 and
Business Leader and Asia’s Financial Institutions Segment Leader, Mercer (Thailand) Limited5. นางณัฐญา นิยมานุสร ผู้ช่วยเลขาธิการ ก.ล.ต.นางวรัชญา ศรีมาจันทร์ รองเลขาธิการ ก.ล.ต. ร่วมบรรยายในช่วงประชุมเชิง
financial institution business.1 Clause 2 In case a director or an executive of a trustee or an applicant for performing trust business is prohibited from holding a position of the director or the executive
be associated with business operators' license and thus may have a risk that affects business operators' financial position or service system as well as investors’ benefits and confidence in the
SEC revealed that, under the situation of the outbreak of COVID-19 which has impacted the business operations, the financial positions and the performance of listed companies and security issuers
instrument for fundraising and financial management. The project encourages SMEs to make use of the capital market to access diverse fund resources for business expansion and management in preparation for the
financial business operation, which is hard to avoid making transaction with relevant people such as, the sales of securities via affiliated securities companies and any instruments issued or on sale by
on capital market infrastructure for sustainable growth including mutual recognition of regulatory standards and practices, development of collective investment scheme business, promotion of financial