Fund standard deviation Benchmark standard deviation Warning • Investments in the mutual fund are not deposits. • The mutual fund’s past performance does not guarantee future results. 3 years 5 years 10
standard deviation Warning • Investments in the mutual fund are not deposits. • The mutual fund’s past performance does not guarantee future results. 3 years 5 years 10 years Since inception Fund Benchmarks
supervision of [name of Home Regulator]. Benchmarks Fund standard deviation Benchmark standard deviation Warning • Investments in the mutual fund are not deposits. • The mutual fund’s past performance does not
deviation Warning • Investments in the mutual fund are not deposits. • The mutual fund’s past performance does not guarantee future results. • Investors may not redeem units during the period of X months
allocation prepared prior to investment. 3.2.3 Monitoring and Control of Investment (1) Having an early warning system to ensure that investment has been done in accordance with investment limit of each scheme
date of the application: (a) having a record of being ordered to rectify financial statements by the SEC Office; (b) causing the SEC Office or the Stock Exchange to issue a warning to the investors or
business account receivables and derivatives business receivables It shall disclose following detail: securities business account receivables 20.. 20.. Receivables bought securities by cash xxx xxx Margin
20.. 20.. (Translation) -33- Receivables bought securities by cash xxx xxx Margin loan xxx xxx Receivable grant assets as collateral xxx xxx Other receivables (xxx) (xxx) Total securities business
detail: securities business account receivables 20.. 20.. (Translation) -33- Receivables bought securities by cash xxx xxx Margin loan xxx xxx Receivable grant assets as collateral xxx xxx Other