found that the aforesaid investment consultants proceeded with the redemption of long-term equity fund (LTF) units for clients in breach of the conditions for receiving tax benefits despite warnings

same year in 2022.” Hosting the IOSCO Annual Meeting will bring about multifold benefits to the capital market and Thailand. For example, the SEC will have another forum to demonstrate its capacity

information and listed company executives? duty performance without due care, resulting in the total 31-million-baht civil penalty and the total 19.6-million-baht compensation for the equal amount of benefits

cases and supporting business rehabilitation for the benefits of creditors, debtors and investors.  ________________________

transactions showing the issuer's relation with other persons who may have a conflict of interest, measures to prevent such conflicts and oversight of improper transfer of benefits, and (4) the management's

example, an IPO to cornerstone investors must not contain any agreement or contract that would render material benefits specifically to cornerstone investors for the disadvantage of other subscribers. This

should have known that Jeeranan would use such information to seek benefits. Details of the offenses are as follows:  1. During 16 February 2015 – 29 July 2016, Warot, then assistant auditor holding the

deposits of digital assets from the customers and paying them regular interests or other types of benefits from their own source of fund unless those activities are in accordance with the sale promotion

their clients from their own assets. Additionally, investment token issuers would be prohibited from seeking benefits from their clients’ DA under custody.  The consultation paper is available at https

by seeking wrongful benefits or embezzling IEC?s assets for himself or other persons. He made IEC enter into a contract with a computer company believed to be a related entity, resulting in IEC having