Custody of Assets of Clients by Licensed Derivatives Brokers

Custody of Assets of Clients by Securities Companies (No. 3)

Custody of Clients’ Assets by Securities Companies (No. 4)

Custody of Assets of Clients by Licensed Derivatives Brokers

Custody of Clients’ Assets by Securities Companies (Codified)

disruption of cross border logistics ( that was an issue in Q2), or further large scale lockdowns, so no further one shot impact similar to April-May is projected. The cost saving measures will continue to

, we also faced the need to do earlier than expected preventive maintenance, which reduced our utilization rate and added to the fix costs. SG&A was slightly higher as there were some one shot impacts

Rules on Entering into Material Transactions Deemed as Acquisition or Disposal of Assets

Rules, Conditions and Procedures for Approval Concerning Registration of Client’s Assets (No. 2)

Custody of Assets of Clients by Licensed Derivatives Brokers (No. 3)