The SEC Management introduces the new look of corporate website www.sec.or.th, featuring multi-device accessibility as well as more user-friendly experience for the public, investors and regulated
Re: Investment in Fund’s Assets (No.14)
Custody of Assets of Clients by Securities Companies
Custody of Assets of Clients by Licensed Derivatives Brokers
Custody of Assets of Clients by Securities Companies (No. 3)
Custody of Clients’ Assets by Securities Companies (No. 4)
Custody of Assets of Clients by Licensed Derivatives Brokers
Custody of Clients’ Assets by Securities Companies (Codified)
suitable for specific goals, promoting market access for SMEs fundraising, educating the public on digital assets and self-protection against investment scams. 2) Organizing a provincial seminar on 4
Rules on Entering into Material Transactions Deemed as Acquisition or Disposal of Assets