Mr. Yinganan Wongsiridej Mr. Yinganan, while he was a fund manager of the Sala@Sathorn Property Fund (SSPF), knew inside information that there was an offer from one company to purchase the main
utilizing the inside information for selling IFEC shares on 4 November 2016, totaling 10,153,186 shares, through his own trading account. 22/12/2020 The Appeal Court has rendered a judgement opposing the
buying PTL shares using inside information. 16/05/2019 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows : - a civil monetary
(JAS), by give a consent Mr. Pete in using his securities trading account to purchase Jasmine Telecom Systems Public Company Limited (JTS) shares by utilizing the inside information about The Q3/2016
and TFG-W1 by using inside information concerning TFG’s operating results for the first quarter of 2559 or the second quarter of 2559,as the case may be, that had not been generally disclosed to the
Businesses and in alignment with the specific characteristics and risks associated with different types of digital assets* while adhering to international guidelines and the practices of foreign
of the legislation, in alignment with the Memorandum of Understanding (MoU) on Personal Data Protection in the Financial Sector. The SEC took this opportunity to promote awareness of its mission and
of the legislation, in alignment with the Memorandum of Understanding (MoU) on Personal Data Protection in the Financial Sector. The SEC took this opportunity to promote awareness of its mission and
The amendments to the regulations on offering for sale of bills are in alignment with the revised characteristics of bills deemed as securities, with the key points as follows: 1. Repealing the
, accommodate financial innovations, and ensure alignment with SLB advancements aboard and internationally recognized standards*, while maintaining suitable investor protection.The SEC is therefore inviting