Business , the intermediary shall arrange such agreement in compliance with the regulations prescribed under this Chapter. Clause 11 An intermediary shall set out procedures and methods for making agreements
: Clause 1 This Notification shall come into force as from 1 January 2015, except the following Clauses: (1) Clause 12(4), which is related to arrangement of agreement between clients and derivatives
the Stock Exchange of Thailand ( “ SET” ) immediately and submit the information; with the minimum requirement according to List (1) of the Notification concerning acquisition or disposal of assets, to
(Chinese wall). By at least set out measure to protect the access to inside information of units and personnel who has an opportunity to access the inside information regarding securities issuers; (4) clear
information of units and personnel of the securities company (Chinese wall). By at least set out measure to protect the access to inside information of units and personnel who has an opportunity to access the
least set out measure to protect the access to inside information of units and personnel who has an opportunity to access the inside information regarding securities issuers; (4) clear scope of work
“ ” “ ” 1. 2. . 3. B/E P/N “ ” “ ” 1. 2. “ .” “ .” “ .” “ .” “ .” “ .” . “ ” SET “ ” “ ” “ filing” P a g e 5 | ( ) KTFFE86 86 Krung Thai Fixed Income FIF Enhanced86 Not for Retail Investors “ ” ( 6
“ Company” or “ DOD” ) hereby notifies the significant resolutions passed by the Meeting of the Board of Directors No. 3/2019 , held on March 20 , 2019, to the Stock Exchange of Thailand (the “SET”), as
Allocation Transaction will occur upon the satisfaction of the conditions precedent as specified in the Entire Business Transfer Agreement, entering into between the Company and SUTGH (“Entire Business