regard, Suppharoek assisted or facilitated Thanaris and Audcharapron with such actions. 05/05/2026 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows : 
shares and TFG-W1 by using inside information in separate occasions times. These actions form the basis of two charges against the accused, as detailed below. (1) During the period of 1 March 2559 to 12
such periods of time, there were high demands for FVC stocks and subsequently entering into the trading of such stocks as well. The actions of the 13 persons above were liable to be an offense under
information from SET, which acts as the first-line inspector to detect suspicious trading activities. AMLO then takes over the investigation of financial transactions to facilitate asset-related legal actions
client in an unprofessional manner.The actions of {C}, {D}, {F}, and {G} were deemed performing duties beyond the scope of employment, taking advantage of client by virtue of duties, and using client
2,106,167.05 baht, thereby causing losses to the clients. The misconduct involved the following actions: (1) selling investment units belonging to Client 1 without the client’s instruction and withdrawing the
derivatives clearing house. For the purposes of Paragraph 1, derivatives clearing houses shall take at least the following actions: (1) clearly determine roles and responsibilities of the board of directors and
empower the derivatives exchange to take the actions on derivatives trading executed by members for themselves or for their clients: (a) suspend derivatives trading unless such trading is for closing out
year 2019 or decreased by 44. 8 percent from the same period, since the Company and subsidiaries implemented several actions to control staffs costs and activities costs, rent negotiation with landlord
already received all which the company may take other additional actions to protect the interests of the company. However, if there is any progress, the company will inform further Therefore, to clarify in