permissible for general mutual funds’ investment, in which the AMCs have the duties to look into the suitability and liquidity of such assets;4. Revising disclosure requirements on the funds’ portfolio holding
the investigative expenses to SEC, at the amounts of 653,795 baht and 15,298,309 baht, respectively. In addition, both Kitti and Kongpat are prohibited from holding the positions of director or
to SEC, at the amounts of 11,394,400 baht, 548,725 baht and 831,995 baht, respectively. In addition, Woraphant, Preeya and Sasipas are prohibited from holding the positions of director and executive
SEC investigated further and found that Mr. Konoshita ordered Group Lease Holding Co., Ltd. (GLH), a subsidiary of GL based in Singapore, to issue loans to several foreign companies.Evidence showed that
Sanction Committee, they have become persons having untrustworthy characteristics for holding the position of company director and executive pursuant to the Notification of the Securities and Exchange
. Iryne Tangpoolcharoen, (7) Mrs. Saliga Tangpoolcharoen. The offenders were subject to civil penalties at the total aggregate amount of 120 million baht and a ban from holding the director or executive
their voting rights. DEMCO will gradually increase its holding in Aeolus from 8 to 27 percent whereby 35,135,134 newly issued Aeolus shares with a par value of B10 each will be subscribed at B37 per share
advisor must be on the SEC approved list and provide the service for three years.For Thai-based holding companies, with major foreign shareholders and oversea core businesses, if planning to offer equities
redeemed the investment units of Bualuang Long-Term Equity Fund (B-LTF) as suggested by the bank's officers The redemption was in breach of a condition on investment unit holding period of at least 5