Mr. Khumsup Lochaya During July 23 and November 12, 2012, Mr. Khumsup Lochaya sold 15,000,000 shares of Superblock Public Company Limited (“SUPER”) through his account and 27,500,000 shares through

of crude oil and not to record material revenues and other account in AIE’s accounting system causing inaccuracy in AIE’s financial statements for Q1-Q3 of the year 2014 and the financial statement for

crude oil and not to record material revenues and other account in AIE’s accounting system causing inaccuracy in AIE’s financial statements for Q1-Q3 of the year 2014 and the financial statement for the

bank account to receive transfers of the total sale money of KC’s bill of exchange (B/E) to be further distributed to other persons. This case is under consideration of the public prosecutor. SEC

and (2) Mr. Sunchai Intarauksorn, former deputy managing director and executive director, in executing certain financial transactions through her own bank account. This case is under consideration of

account which caused his aggregate holding of ABC shares reached or passed five percent of the total number of voting rights of ABC. He failed to report to the SEC Office the acquisition or disposal shares

Mr. Pete Bodharamik On February 20, 2015. Mr. Pete Bodharamik acquires 4,400,000 JAS shares in Mrs. Saowanit Thanomsuwan’s securities trading account (nominee)which causes him to make a tender

Mr.Pongsak Lothongkam On December, 2017. Mr.Pongsak Lothongkam acquires SVI Public Company Limited (SVI) shares in Eagle Mount Asia Equities Limited’s securities trading account (nominee) , causing

held in his securities account and private funds of 6 people to the SEC Office within the period specified in the notification of the Capital Market Supervisory Board when his aggregated holding of TIGER

investors to open trading account for securities, derivatives and other kinds of financial instruments with Saxo by advertising, soliciting and using website www.home.saxo/en-sg or www.saxomarkets.com.sg