ว่าด้วยเรื่องธุรกิจกับสิทธิมนุษยชนขององค์การสหประชาชาติ (UNGPs) มาปฏิบัติและปรับใช้กับบริบททางธุรกิจ ทั้งนี้ ที่ผ่านมา ก.ล.ต. ได้ร่วมมือกับตลาดหลักทรัพย์ฯ เปิดตัวโครงการ One Stop Service ที่จะเป็นศูนย์
service for share subscription, for example, would be allowed to use a suitable method for account opening if they could prove that adequate safeguards against impersonation risk have been in place under
zone has been also set up to provide a consulting service regarding fund-raising. The staff would help give advice regarding the process and access to the capital market for SMEs and start-up companies
mutual agreements to achieve rapid results, such as the project of “One-Stop Service” that was officially launched on 24 September 2019 and the project of “One Report” which will organize a seminar for
digital asset dealer.Compared to securities business, digital asset businesses have not yet expanded into digital asset advisory service and digital asset fund management. Earlier, securities companies
,” giving advice on digital asset investment or quoting digital asset value, and in the case of “digital asset fund manager,” giving investment management service or making digital asset investment
with regard to the approval of invoice issuance, expenses, payments, selection of service providers, and compliance with local rules and regulations. The SEC has therefore instructed CHUO to cooperate
accordingly. The revised rules on the rotation of auditors specify that the auditors of a listed company must be rotated off after 7 cumulative years of service and must serve a cooling-off period for 5
of research analysis by non-licensed business operators may be regarded as carrying out the investment advisory service business because such promulgation must only be made by a licensed business
companies, derivatives business operators, digital token portal service providers and crowdfunding portals as well as related organizations and capital market participants, i.e., listed companies and