financing or creation of encumbrances shall be put in place to ensure that any such action is taken in compliance with (1), (2) and (3) as if the trust has taken such action itself. Clause 18 The stipulation
with Thai or foreign laws; (4) there is a reasonable ground to believe that the foreign entity had taken action so that the persons possessing the prohibited characteristics under (1), (2) or (3) would
defrauding, which caused damage on a large scale, under either Thai or foreign law; (3) being subject to a complaint or a legal action for an offence related to property by a relevant agency only on the ground
, including the procedure and processes of such consideration; (b) the renewal of approval; (c) the duties of the auditor after obtaining an approval; (d) the power of the SEC Office to take any action
existing investors; (d) Any other action as deemed necessary for the interest of the unitholders; (e) Estimated costs or expenses and the entity expected to bear them (if any). 2. Offering for sale of Thai
เรียบร้อยแล้ว ซึ่งจะนำไปใช้กับกรณีผู้ประกอบธุรกิจสัญญาซื้อขายล่วงหน้าด้วย โดยเป็นการร่างตามแนวทางของร่างระเบียบของสำนักงานปปง. ข้อแนะนำที่กำหนดโดย Financial Action Task Force on Money Laundering (FATF) ซึ่ง
the action take place. However, in the case where there is a complaint on the advise, trading instruction or negotiation and the case of the complaint has not yet been finished within such period, the
the clients for at least three month from the date which the action take place. However, in the case where there is a complaint on the advise, trading instruction or negotiation and the case of the
, there shall be a change of service provider or any action, as deem appropriate, for the best interest of the clients in order for the service provider to comply with this Notification or other rules