e-service Online Submission See canceled document Bond Dealer and Underwriter >> Fees (section 14 and 19)   Type Title Section See Document Status Notified Date Effective Date 1. Act   Securities and

e-service Online Submission See canceled document Others (Securities Business) >> Securities Registrar Business (section 222)   Type Title Section See Document Status Notified Date Effective Date 1

e-service Online Submission See canceled document Others (Securities Business) >> Others   Type Title Section See Document Status Notified Date Effective Date 1. Notification of the Office of the

e-service Online Submission See canceled document Limited BDU >> Fees   Type Title Section See Document Status Notified Date Effective Date 1. Act   Securities and Exchange Act 2535   14 12/03/1992 16

e-service Online Submission See canceled document Others (Securities Business) >> Securities Registrar Business (section 222)   Type Title Section See Document Status Notified Date Effective Date 1

e-service Online Submission See canceled document Others (Securities Business) >> Others   Type Title Section See Document Status Notified Date Effective Date 1. Notification of the Office of the

e-service Online Submission See canceled document Executives of securities companies and personnel in securities business >> Approval and Qualifications   Type Title Section See Document Status

e-service Online Submission See canceled document TSFC/IDB >> Securities Financing (section 4)   Type Title Section See Document Status Notified Date Effective Date 1. Act   Securities and Exchange

e-service Online Submission See canceled document Securities Brokerage Business >> Activities NOT deem TO be classified AS operating securities business   Type Title Section See Document Status

e-service Online Submission See canceled document Business Operation Rules >> Approval & Qualifications (Section 90, 91)   Type Title Section See Document Status Notified Date Effective Date 1. Act