; “central securities depository” means any central securities depository according to the Law on Securities and Exchange; “Stock Exchange” means the Stock Exchange of Thailand according to the Law on
management company should treat all clients fairly and refrain from taking any action that may cause the conflict of interest except where a transaction is executed having received consent from the client or
as a requirement that the holders of a certain percentage of the debt securities have instructed the representative to take certain action. 1 “senior management” shall refer to the term of “executive
offeror of an outbound product has an intention to offer such product for sale in Thailand, regardless of whether such action is carried out by the intermediary, the foreign intermediary or the issuer or
outbound product has an intention to offer such product for sale in Thailand, regardless of whether such action is carried out by the intermediary, the foreign intermediary or the issuer or the offeror of
have the investment units of a public offering listed on the Stock Exchange of Thailand as well; (8) restrictions on the allocation and transfer of investment units (if any); (9) request for the
Business; (2) financial institutions established under a specific law to be financial institutions in accordance with the Law on Loan Interest of Financial Institutions. "Exchange" means the Stock Exchange
Digital Asset Business Registered Person Secondary Market and Related Entities Enforcement Class Action Prevention of Unfair Securities Trading Practices Discussion Rule Making Process Handbooks / Best