Following the issuance of the notifications relating to establishing SSF listed securities and the notification on waiving application and registration fees on 13 March 2020, SEC today met with
. Most of the respondents expressed agreement with the principle proposed.Therefore, SEC has drafted a notification requiring asset management companies and trust managers which make a projection of
related policies or guidelines in accordance with the Notification of the Securities and Exchange Commission concerning Rules in Detail on Establishment of Information Technology System as well as the
. Meanwhile, investors can enjoy more choices of services from business operators who can serve their needs more efficiently. The Notification of the Ministerial Regulation on the new types of license has come
issues such regulations with approval from the SEC.______________________Remarks: * Notification of the Office of the Securities and Exchange Commission No. Sor Nor. 7/2562
. --------------------------------------* Notification of the Capital Market Supervisory Board No. Tor Thor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities
with the auditor in providing information and documents and submit the financial statements for Q1/2016, Q2/2016, and Q3/2016, which have been rectified and audited by the auditor, as well as the annual
director or executive position at any issuing and listed companies* for two years and one year, respectively. ___________________________ *Notification of the Securities and Exchange Commission No. Kor
, Worawat promoted 1000X’s service in the Thai language on Facebook to invite the public to use the service. Worawat, the owner and operator of ACTPAY, was responsible for providing a notification system
different types of securities offering, to improve clarity and practicality. The notification of the amended regulations has been published in the Government Gazette and will take effect as from 1 July 2023