significant traction globally. CFA Institute is dedicated to enhancing ethical and professional standards within the investment industry. This includes helping investment professionals perform in emerging
opinions to the public prosecutor for consideration of prosecution. This approach follows the check and balance principle within the judicial process. In such proceedings, the SEC can integrate collaboration
to the Anti-money Laundering Office (AMLO) for consideration of actions within their authority as the offenses in this case constitute predicate offenses under the Anti-Money Laundering Act B.E. 2542
accounts, we have issued measures for addressing different types of mule accounts within an expedited timeframe. Additionally, guidelines were established for data sharing and coordination among digital
developing and enhancing oversight of listed companies and strategies for preventing and suppressing inappropriate behaviors within listed companies to ensure that they would be able to raise fund from
, the SET Building. During the event, Dr. Pornanong Budsaratragoon, SEC Secretary-General, highlighted the SEC's role in fostering a sustainable environment within the capital market that
the top” approach. This supports and drives practical cyber resilience within organizations. Therefore, the SEC has been holding annual cybersecurity workshops for directors in the capital market sector
already been legally appointed. (3) Exempting the application fee for the auditor applicants who resubmit the application within one year from the submission date of the first application, on the condition
current criteria, such exemption is only applicable in cases where the aforesaid investors have passed a knowledge test within three months before investment; (2) To require ICO portals to
meeting also considered changing the securities settlement cycle to be within the second day following the trading day (T+2) for all types of investors. Furthermore, both parties agreed to review rules or