Clause 3.2 https://market.sec.or.th/public/idisc/Download?FILEID=dat/news/201712/17098291.pdf MergedFile fund Fixed Income Multi- asset strategy/fund Money market fund Feeder fund Fund of Funds Exchange

Exchange Commission No. SorThor/Nor. 12/2551 Re: Rules for Establishment of Risk Management System for Business Continuity of Derivatives Business Operators _____________ By virtue of: (1) The first

Office of the Securities and Exchange Commission No. SorThor/Nor. 12/2551 Re: Rules for Establishment of Risk Management System for Business Continuity of Derivatives Business Operators _____________ By

. Notification of the Office of the Securities and Exchange Commission No. Sor Shor. 39/2553 Re: Approval of Auditors in the Capital Market _________________________ Whereas Section 61, Section 89, Section 106

) derivatives trading by the client has or may have an impact on the orderly trading of the derivatives exchange, or has caused or may cause the trading price to deviate from normal market conditions; (b) the

and Exchange Commission No. SorKhor. 22/2553 Re: Prohibited Characteristics of Directors, Executives and Major Shareholders of Trustees _____________ By virtue of Clause 3(4) of the Notification of the

1 JSP 016/2563 (OOP) Date: 20 April 2020 Re: Notification of the connected transaction-renew from connected person Attn: The President The Stock Exchange of Thailand The Board of Director’s Meeting

1 JSP 016/2563 (OOP) Date: 22 April 2020 Re: Notification of the connected transaction-renew from connected person (Add) Attn: The President The Stock Exchange of Thailand The Board of Director’s

1 JSP 032/2563 (OOP) Date: 24 June 2020 Re: Notification of the connected transaction-renew from connected person Attn: The President The Stock Exchange of Thailand The Board of Director’s Meeting No

President The Stock Exchange of Thailand The Board of Directors of Eason & Co Public Company Limited (“Company”) meeting No. 5/2020 dated on August 14, 2020 passed the resolution to extend financial