fast-changing digital world.” The DIF Web Portal utilizes advanced technology, with digital standard messages, to connect bond offering transaction systems used by all stakeholders in an end-to-end

inappropriateness for acting as capital market business personnel.   Investors intending to subscribe for investment units of mutual funds are strongly advised to always verify transaction confirmation documents to

other past behaviors demonstrating inappropriateness for acting as capital market business personnel.  Investors are strongly advised to always verify transaction confirmation documents to make sure

accounts regularly to prevent other persons from using the accounts to trade securities without the investors’ authorization. Besides, transaction conformation documents must always be monitored to make sure

case also involves seeking unlawful gains and consenting to the omission of the B/E transaction records, which caused inaccurate preparation of KC accounting records. The aforesaid four executives are

not be in breach of LTF and RMF criteria. In all cases, investors should seek full information of the products and study it carefully before making an investment transaction via any platform, mobile

carefully before making an investment decision. In any case, the execution of a unit buy/sell transaction by any person other than the account owner must be authorized in writing in advance

AM, IFA opines that the transaction is reasonable but highlights that the fee payable to AM is calculated from the top line which is sales, and the maximum amount is also specified without taking into

gave them to the clients as completed transaction evidence, or opened fake accounts in the clients' names or others', and upon fund maturity deposited money of other clients into the clients' saving

exposed to any market risk and gained profits from every transaction they entered into in connection thereof. For the sale side, Numkrit sold the securities owned by UBS?s clients to his conspirators at the