management committee, investment committee, or operation supervision committee, etc. Clause 2. As regard the application and approval for appointment of an executive of a derivatives business operator, the
in management relating to derivatives business, such as risk management committee, investment committee, or operation supervision committee, etc. Clause 2. As regard the application and approval for
Tangjettanaporn are satisfied with the result of the due diligence on the Company and there is no change which might have a material adverse impact to the Company’ s status, operation, business and/or property
in the manner that implies dishonesty, affecting the reliability of capital market business personnel in a significant manner, both of which are considered prohibited characteristics of the capital
Drinks and Sport Drinks 2/ Drinking Water, 3-in-1 Coffee and RTD Coffee For overseas business, gross profit margin of branded products under the Company’s production under the operation of CBD was
business personnel under the provisions of the Notification of the Capital Market Supervisory Board*. The SEC therefore revoked the approval of Phisit as an investment consultant for complex products Type
each. The acceptance of the fine penalty by most of the offenders will be used to furtherance the merit of the SEC?s criminal complaint against Siwasit, Noppawan and Viroj. In addition, Kornyachath?s
IFEC and its subsidiaries.The SEC is also suspicious of an IFEC creditor that has filed a business rehabilitation plan with the Central Bankruptcy Court and has asked for Mr. Suphanan to be a temporary
conjunction with Section 83 of the Penal Code. The Civil Sanction Committee has resolved to authorize the SEC to initiate civil sanction proceedings against the 13 offenders, requiring each to pay civil penalty
examination revealed that on 12 July 2023 (one business day), the aforementioned JMT selling orders originated from BBLAM’s trading account, executed through Citicorp Securities (Thailand) Limited. At the time