whose performance met the quality criteria but had been declined due to affiliation with audit firms failing to meet the requirement of four auditors at a minimum; (3) Extending the period
risk arising from changes in the prices of securities or underlying assets, which may result in potential losses for business operators due to their position taking in securities, financial
: “Today, the Stock Exchange of Thailand (SET), by the Sustainable Investment Committee, has resolved to remove EA securities from the SET ESG Ratings List due to the company’s failure to meet the criteria
compliance with the Securities and Exchange Act B.E. 2535 (1992) and the Public Limited Companies Act B.E. 2535 (1992). These laws mandate the duty performance with responsibility, due care, and integrity as
Memorandum of Understanding concerning Consultation and Co-operation and the Exchange of Information (IOSCO MMoU), for the purposes of information exchange and regulatory enforcement co-operation. Due
shares, subject to the following conditions: (1) CIG must receive no less than 310 million baht from the RO; (2) Legal due diligence related to the OW investment transaction must be completed before the
the third quarter of 2019, which recorded a significant increase in net earnings due to the income of medical service fees based on risk burdens from the Social Security Office, which was higher than
Facebook Page or SEC Live Chat on the SEC website. Further in-dept inspection will proceed in due course.
instructed, the violating companies shall be delisted from the SET; and (5) Prohibit any listed company on the SET and the mai that has been imposed with disciplinary measures by the SET due to failure to
Prince Palace Hotel, Maha Nak, Bangkok. SEC Secretary-General Ruenvadee Suwanmongkol said that SEC encourages businesses in the capital market to conduct business with due regard to good governance