), which contain certain provisions relating to the restriction of rights and liberties of persons, which Section 29, in conjunction with Section 33, Section 34, Section 36, Section 41, Section 43, Section
the SEC Office: (a) identifiable information manifesting the client and all persons who are the beneficial owners of derivatives contracts regardless of directly or indirectly; (b) the purposes of
than the report as specified under the first paragraph, in case the offeror has seperated some shares specifically allocated to the patron , the offeror shall prepare a name list of 200 persons receiving
the offeror has seperated some shares specifically allocated to the patron, the offeror shall prepare a name list of 200 persons receiving the highest allocation by using Form 4 81-1-IPO 200 as provided
seperated some shares specifically allocated to the patron, the offeror shall prepare a name list of 200 persons receiving the highest allocation by using Form 4 81-1-IPO 200 as provided on the website of the
in the manner which may cause conflict of interest between the customer and the derivatives fund manager as well as related persons as specified in the notification of the Office unless the customer
agreement shall not be in the manner which may cause conflict of interest between the customer and the derivatives fund manager as well as related persons as specified in the notification of the Office unless
been granted prior approval by the authorized Committee or management concerned; (c) number of persons and information of the personnel who are responsible for risk management arising from derivatives