Bangkok, April 29, 2016 ? The SEC is seeking public comments on draft rules concerning guidelines for post-offering disclosure of information to be imposed specifically on property funds
for manipulative trading of AMC shares while she had also manipulated AMC share price as well as traded other securities through another client account for her own benefit. Moreover, she was the one who
buying orders for additional securities. {A}, however, made decision to buy and sell securities in the client account. She also sold securities in such account with a total value of more than 900,000 baht
Bangkok, December 22, 2014 ? The SEC filed a criminal complaint with the Economic Crime Division of the Royal Thai Police (ECD Police) against Yuttana Lipirodkul for operating unlicensed securities
management, conducted by an SEC-approved auditor working for one of the big four audit firms. The suspicious grounds for such audit are: (1) the placement of THL assets as collateral for stay of legal
following matters: (1) Approving the extension of the maturity dates for redemption of all three bond series for one year and six months, starting from the original maturity dates; (2
Mr. Kavin Phongpandecha Mr. Kavin Phingpandecha, a former Chief Executive Officer of Bitazza Company Limited, who is responsible for the operation of Bitazza, shall be liable for Bitazza’s failure to
Mr. Sanpapol Rattanarungroj Mr. Sanpapol Rattanarungroj, as managing director responsible for the operation of S.E.C. Auto Sales and Services PLC (SECC), failed to supervise SECC to submit the
Yarnapund Public Company Limited Yarnapund Public Company Limited failed to prepare and submit the audited financial statements for the year 2014, the annual registration statement for the year 2014
director, in many circumstances, as follows: 1. Misappropriating money through loan transactions for V Billboard Company Limited (VBB). 2. Seeking improper benefits from the rental and buy-back of