account the feedbacks and recommendations of the stakeholders participating in the previous hearing in August 2015. The consultation paper is available at www.sec.or.th. Stakeholders and interested parties
for manipulative trading of AMC shares while she had also manipulated AMC share price as well as traded other securities through another client account for her own benefit. Moreover, she was the one who
. Network Co., Ltd., and (4) Pat Thamma, director of P.T. Research Co., Ltd., on account of operating derivatives business without license. The SEC received complaints indicating that the aforesaid five firms
draft, taking into account comments from public hearing on proposed principles early this year, covers prevention on use of inside information, transactions with related persons for the benefit of clients
Limited (“GLOBAL”) through his securities trading account and clearing such transactions for Mr. Witoon’s benefits in such a way that taking advantage of others by using non-public information material to
Mr. Charin Hansuebsai On November 11, 2014, Mr. Charin Hansuebsai (“Mr.Charin”) has illegally sold 147,000 shares of Pacific Pipe Public Company Limited (PAP) through securities trading account of
clear such transactions through his securities trading account on continual basis and in concealment to mislead the general public to believe that UMI shares were purchased or sold in great volume at that
account in such a way as to take advantage of other persons by using negative material non- public information concerning the fact that TIP had to increase its registered capital shares at the amount of 250