, through its subsidiary JKN Global Content Pte. Ltd., sold shares of JKN Legacy, Inc., a subsidiary that operated the MUO business and held the Miss Universe License, to Legacy Holding Group USA Inc. at the
The SEC had reviewed the criteria related to report on securities (i.e., shares and convertible securities) or derivatives holding of listed companies’ directors, executives, and auditors** and
considered a related party transaction because GSTEL holds 18.8 percent of the total GJS shares, through direct and indirect shareholding; thus, it must be approved by the shareholders’ meeting with at
loss. Moreover, {A} advised the client to wait for a quota of IPO shares and expect such shares to compensate for the loss incurred in the client’s derivatives trading account. {A}’s behaviors above were
decision. ?The Basel III tier 2 instruments? complexity and associated risks are different from those of plain debt securities because the holders will be forced to convert them into common shares if the
agreed to or colluded with five other persons to use several trading accounts to trade YCI shares in concealment and on a continuous basis to mislead the public into believing that YCI shares were traded
, evidence showed that Amnat and Shine had colluded for GEN to trade P Plus P Plc.?s shares and warrants in May 2011 by dishonestly prearranging or matching trades of those securities for the benefits of Shine
inside information to buy the company's shares. He was subject to a civil penalty of 500,000 baht, as a resultFollowing a referral from the Stock Exchange of Thailand (SET), the SEC conducted further
related to Suriya who was believed to be the mastermind of the rehabilitation and acquisition of POWER?s shares; 2. Embezzling POWER?s money by concealing through four transactions of the company?s advance
subscription right for capital shares of its subsidiary JMT Plus Co., Ltd. (JMT Plus) at the amount of 1.1 billion baht to its major shareholder Jay Mart Public Company Limited (JMART) before exercising the