Clause 2 have details as provided in appendix at the end of this Notification of Practice Guidelines, whereby such details are as the following matters: (1) Division 1 Objectives of practice guidelines for
appendix at the end of this Notification of Practice Guidelines, whereby such details are as the following matters: (1) Division 1 Objectives of practice guidelines for business continuity management 2 (2
Company’s plan to open 8-10 branches in 2019, 6 branches have already been launched in the first 9 months of 2019, one branch at Central World might be ready to open before the end of December, and the
received many large-scale projects which took longer to process than the short-term project. As a result, at the end of the Q4 – 2019, the Company had quite a lot of the equipment and the work in process
duty performance; (2) List of the mutual fund managers of the respective mutual funds as of the end of the calendar year, which shall be submitted as per Form 117-10 attached to this Notification within
managers of the respective mutual funds as of the end of the calendar year, which shall be submitted as per Form 117-10 attached to this Notification within fourteen days from the end of such calendar year
closed-end fund and open-end fund; “Registered person” means any person who is registered as a qualified fund supervisor; “Association” means any association relating to securities business, which has been
issues guidelines for such consideration and procedures as follows: Clause 1. In this Notification; “Fund supervisor” means the mutual fund supervisor; “Mutual fund” means any closed-end fund and open-end