holding the position of acting branch manager at the bank.** The SEC has therefore revoked the approval as an investment consultant, which consequently disqualified her from performing duties as capital

holding and postponing shareholders’ meeting and proxy voting, a deadline extension for submitting financial statements and appointing an auditor for the audit of quarterly financial statements, and a

, hold a holding a hearing to seek comments from public, and related private and public sectors on 22 October 2020 from 2:00 p.m. - 4:30 p.m. at SEC office. Interested parties can reserve seats at 0

baht each. The total fines of 3,135,871.25 baht will be submitted to the Ministry of Finance as public revenue. In addition to the civil sanctions, the SEC has banned Surachai and Somsak from holding a

clients’ assets, follow the current regulations on holding shareholders’ equity as the capital requirement.SEC disseminates the public hearing document on this issue at SEC website: www.sec.or.th/hearing

all related parties. ** Preferential public offering (PPO) is a general offering of newly issued shares exclusively to the existing shareholders at a subscription amount not exceeding their holding

of the BSEC shares. In this case, the offer price was higher than the market price.Sakorn had access to such insider information because at the time he was holding the positions of BSEC director, BFIT

Thailand, and promotion of Chinese businesses to raise funds and list on Thai bourse in a variety of means, e.g., holding company. Study on cooperation in connection with Kunming gold market and Thai

, as part of the charge.The prosecution has resulted in the aforesaid persons unqualified for holding the positions of director or executive of any issuing or listed company while they are under legal

damage to Bliss-Tel Public Company Limited (BLISS). The SEC found that Penkae and Tan, then holding position as BLISS investment board members having power to make securities investment decision and