SEC files criminal complaint against three alleged offenders on account of failure to perform duty in good faith causing damage to the company Bangkok, April 23, 2012 ? The SEC today filed a

who found that the client?s account was used for securities trading while the client was sick and did not trade any securities. Although forbidden by the client, Kruawan continued trading securities

care of such client's securities trading account for a certain period of time. {A} admitted that the client allowed him to make securities trading decisions and he has already compensated the client for

by the client to take care of the trading account and inform the client after the trades were executed. Meanwhile, {A}, a head of the marketing team, admitted that he was informed by {B} that the

filed by KKTRADE Securities Company Limited Ltd. The SEC probed into the case and found that {A} submitted securities trading orders from her brother's securities trading account. Over 11 months, the

และเป็นประโยชน์กับผู้ใช้งานสูงสุด ทุกความคิดเห็นของท่านมีคุณค่า ตอบแบบสอบถาม ปิด Home Our services Products Changes User manual Contact us Sign in Sign up Sign in with SEC API Account Not a member yet

และเป็นประโยชน์กับผู้ใช้งานสูงสุด ทุกความคิดเห็นของท่านมีคุณค่า ตอบแบบสอบถาม ปิด Home Our services Products Changes User manual Contact us Sign in Sign up Sign up with SEC API Account Already a member

. Their financial and stock transactions were interconnected, while Mr. Suthee was also authorized to place trade orders in Mr. Peeranut’s securities trading account. During the incident period, Mr. Suthee

in the capital market, for example, female directors currently account for approximately 20 percent of total numbers of directors’ seats in listed companies. The board with at least one female member

the payment of invoices to an incorrect account. The loss in the email compromise affected significantly the company and the overall shareholders.SEC is of the opinion that the supervision and