transaction confirmation evidence that must be issued by the responsible asset management company or the selling agent bank only. In case of doubts, immediate contact with the compliance unit is recommended
settlement system, to provide transaction services to investors. SEC has found that all regulated business operators have implemented their business continuity plan to tackle possible impacts of the Covid
, effective from 17 March 2020. Investors are strongly advised to thoroughly check and make sure that the evidence of all transaction records, both buy and sell sides, is genuinely issued by the banks or the
case, investors should check the records of transaction confirmation regularly to make sure that they are properly issued by the securities companies in charge. In case of suspicious incidents
unique and not interchangeable with digital tokens of the same category and type at the equal amount; (4) Digital tokens which are utilized in a blockchain transaction and issued by digital asset
Deputy Secretary-General Tipsuda Thavaramara said: ?Making an electronic transaction and applying FinTech to business operation are still a challenge in Thailand mostly because the governing laws are
, another KBANK employee who was not an approved investment consultant gave advice to the client in such a way that caused the client to misunderstand that the investment was a deposit transaction because the
price of the JAS stock rose before {A} sold JASH16 Futures contracts and gained benefits from the transaction.{A} also learned from the Board's meeting invitation that on 7 March 2016 the Board would
acceptance of financial assistance from a related company, despite the transaction had a major impact on the applicant?s business operation.Weerawat?s actions as financial advisor supervisor while working with
permitting the company to pay 45 million baht deposit for purchasing shares of a company higher than actual value, with evidence to believe that the beneficiary of the transaction was Ratchasak.As the said