the closing price of the previous day, which misled other persons about the trading price and/or volume of MORE shares. As the acts are considered contravention of Section 244/3(1) in conjunction with

the termination of membership. Deficiency of the termination of membership for any reasons or PVD members’ failure to receive cheques have brought about soaring unclaimed money, which the AMCs are

importance of ESG and the implementation of ESG principles into real practice. We are pleased to support this timely introduction of the Guidelines which will help capital market professionals to integrate

Disri refused to comply, which reflected their unwillingness to settle the case with the SEC at this stage. The SEC, therefore, sent a written request to the public prosecutor to file a lawsuit against

and Clause 6(1) of the Notification of the Capital Market Supervisory Board No. Tor Thor/Nor/Khor 37/2553 Re: Prohibited Characteristics of Capital Market Personnel date 15 September 2010, which were

Bangkok, June 30, 2016 ? The SEC has become one of the first signatories to the Memorandum of Cooperation on the Establishment and Implementation of the Asia Region Funds Passort (MoC), which

of Q2/2012, a total of 3,710 employers offered employee?s choice to members, a 5% rise over previous quarter, which accounted for 31.5% of all employers nationwide compared to 30.7% in Q1/2012

the way for cross-country securities trading and services, which marks a major step toward future coordination in all aspects and creates linkage among capital markets in the region. Dr. Vorapol

. ASEAN CIS to be offered must share similar substances with mutual funds allowed to establish in Thailand and be offered for sale through ASEAN CIS selling agent which is a licensed securities broker

and to arrange a special audit on the sources, existence and status of such debts which consequently caused EARTH to apply for business rehabilitation. The results of the special audit must be disclosed