informed ASCO of Cross Selling Meeting among the Bank of Thailand, the Office of Insurance Commission and the SEC. All the regulators agreed, in principle, to prohibit marketing promotion such as prize

risks and returns depending on different factors, terms and conditions. It is important to seek details of the funds to be invested from selling agents as well as request and study the fund fact sheets

selling orders were made with equal or under the purchase prices without concern for loss to the client. Moreover, trading volumes soared during the marketing campaign of Country Group Securities.In

used a client's account to transfer and keep the acquired shares. {C} obtained a discount from the purchase and profit from selling some PAO shares to his two clients and {E}, another investment

(cross-selling) อย่างเหมาะสม นอกจากนี้ กรณีบริษัทหลักทรัพย์ได้รับยกเว้นใบอนุญาตประกอบธุรกิจสินทรัพย์ดิจิทัลสำหรับการให้บริการโทเคนดิจิทัลเพื่อการระดมทุน (Investment Token) ที่ได้รับอนุญาตเสนอขายจาก ก.ล.ต

2,106,167.05 baht, thereby causing losses to the clients. The misconduct involved the following actions: (1) selling investment units belonging to Client 1 without the client’s instruction and withdrawing the

service income increased 3.3% q-on-q from Baht 9,933 million in Q4’2018 to Baht 10,257 million in Q1’2019 primarily due to an increase of volume and selling price of electricity and steam and the SPP1

from organizing concerts (20.74) (108.08) - - Selling cost (1.31) (6.82) - - Total cost (22.05) (114.90) - - Gross profit (2.86) (14.90) 0.61 100.00 Other income 11.34 59.09 10.80 1,770.49 Profit before

. “ advertisement ” means an action which makes publicly known about information of [i] intermediary ’s businesses or services, [ii] capital market products or [iii] selling capital market products by using

the growth in selling and administrative expenses, EBITDA of Other Businesses in 4Q19 was Baht 318 million; increased by Baht 346 million and Baht 830 million for FY2019, increased by Baht 783 million