perform duties or provide services with honesty and good faith. Specifically, (1) he requested and used client’s mutual fund trading account to conduct investment transactions in mutual funds under the

acting in substance as, a funding provider to such major shareholders, whether conducted directly or through any persons or intermediaries (excluding ordinary business transactions, such as lending by

Capital Market Supervisory Board No. TorChor. 2 0 /2 551 Re: Rules on Entering into Material Transactions Deemed as Acquisition or Disposal of Assets and the Notification of the Board of Governors of the

to the Notification of the Capital Market Supervisory Board No. TorChor. 2 0 /2 551 Re: Rules on Entering into Material Transactions Deemed as Acquisition or Disposal of Assets and the Notification of

: Rules on Connected Transactions and the Notification of the Board of Governors of the Stock Exchange of Thailand Re: Disclosure of Information and Other Acts of Listed Companies Concerning the Connected

of 8.96 percent of the net tangible asset value under the consolidated financial statements as at December 31, 2017. Upon combination with other connected transactions over the past six months prior to

deemed as a connected transaction according to the Notification of the Capital Market Supervisory Commission No. Tor Chor 21/2551 Re: Rules on Connected Transactions and the Notification of the Board of

support is deemed as a connected transaction according to the Notification of the Capital Market Supervisory Commission No. Tor Chor 21/2551 Re: Rules on Connected Transactions and the Notification of the

operating performance that leads to value-added contribution to the shareholders. Such investment, when calculated transaction size with other transactions concerning acquisition and disposal of Asset during

-connected transaction as per Notification of the Capital Market Supervisory Board No. Tor Jor.21/2008 Re:Rules on Connected Transactions, which refers to the Notification of the Board of Governors of the