the company. In addition, any forward looking statements are subject to change as market conditions and actual outcomes may differ from forecasts. BAM makes no representation or warranty of any type
effects on transactions in the capital market and investor services. ________________________
Bangkok, May 19, 2015 ? The SEC suspended {A}, a capital market investment consultant of Apple Wealth Securities PCL, for failure to keep complete record of the securities trading orders. The SEC
Determination of Types of Financial Services of Person Approved to Participate in Regulatory Sandbox to Experiment and Develop Innovation in Support of Service Provision Related to Capital Market
Support of Service Provision Related to Capital Market
Determination of Types of Operation of Person Approved to Participate in Regulatory Sandbox to Experiment and Develop Innovation in Support of Service Provision Related to Capital Market Which Are
to the Buyer and the Seller has relationship to be connected people according to the announcement of the Capital Market Supervisory Board No.21/2551 regarding the criteria of making connected
provided that the price used shall reflect current market value of each type of instrument or securities. Clause 18/2 4 Bill of exchange or promissory note that the securities company will invest under
value of instrument or securities in which it uses clients’ money to invest under Clause 18(1) (a) at least on every working days provided that the price used shall reflect current market value of each