to postpone the acknowledgment and the agreement to pay the civil fine by 30 days (to 3 October 2018), citing a busy schedule. But the SEC did not allow the postponement on the ground that it was
a long-term investment spaning over different stages of life. Thus, it should be sustainable. The SEC encourages provident funds to apply the I Code as a guideline, apart from return and risk factors
หรือ jira-it@sec.or.th จนถึงวันที่ 7 กันยายน 2566________________________
Ms. Ruenvadee Suwanmongkol, SEC Secretary-General, said: “As a capital market regulator, the SEC recognizes the importance of encouraging sustainable and responsible investment and it is the capital
under (1) first because it reflects the true value. If the weighted average price cannot be calculated or should there be a resonable ground to believe that such weighted average price is inappropriate
or executives for a specified period.With the facts and evidence found following the case referral from the Stock Exchange of Thailand (SET) and the SEC ‘s investigation, it was presumed that Laksana
revisions are as below: (1) The business operator can temporarily use subordinated liabilities in excess of the shareholders’ equity portion without counting it as total liabilities in calculating
expenses. Besides, low-risk products offer low-return, while high-risk-high-return products come with high volatility. All of these factors make it more challenging to ensure sufficient post-retirement
Jakkrit, the SEC received a complaint from a client of Asia Wealth. After further investigation, it was found that he had solicited the client to purchase securities of a company not listed on the Stock
, it will be able to seek technology-based advice from the Industrial Technology Assistant Program (iTAP) of the National Science and Technology Development Agency (NSTDA) where such business will be