from holding the director and executive positions at any securities issuing company and listed company. According to the referral from the Stock Exchange of Thailand (SET) and the SEC's further

baht; (4) the investment limit is set at no more than 1 million baht for each retail investor, equity and debenture combined, in 12 consecutive months, up from no more than 500,000 baht in 12

must make a prior agreement with the clients the asset allocation or the investment planning services and parameters set in advance which are based on house view. In addition, the intermediaries must

has partnered with SET, the Association of Provident Fund (AOP), and the Association of Investment Management Companies (AIMC) to officially launch the program “Happy PVD Company”, which promotes and

investors? investment choices.In addition, the floor conversion price of Basel III tier 2 instruments has been set at 50 per cent of the commercial banks? common stock prices at the offering period. The floor

Arnokkaeo for manipulating the share price of Yong Thai Public Company Limited (YCI).Following the referral from the Stock Exchange of Thailand (SET), the SEC?s further investigation revealed that Siwasit had

recommendation disclosed via the Stock Exchange of Thailand (SET), the independent financial advisor has reaffirmed its advice against the contract transaction.The SEC therefore recommends that the shareholders

exercise voting rights, excluding voting rights of interested shareholders. Moreover, issuance of new shares to pay for MAC shares is deemed a discount offer where offering price is set to be lower than 90

(SET) in case the business is listed on the SET.To support SMEs to fully make use of PE, the SEC has carried out five actions:(1) Revising rules to allow exemption for PE manager from holding securities

inside information to buy the company's shares. He was subject to a civil penalty of 500,000 baht, as a resultFollowing a referral from the Stock Exchange of Thailand (SET), the SEC conducted further