Supervisory Board concerning Rules of Management for Retail Funds, Non-retail Funds, Funds for Institutional Investors and Private Funds; “complex return mutual fund” means a mutual fund that offers return to
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วันที่ 10 พฤษภาคม พ -Translation- 1 Ref. LPN/SorKor/208/2561 9th August 2018 Re: Consolidated Financial Statements Analysis Q2/2018 Dear: President The Stock Exchange of Thailand L.P.N. Development
companies undertaking securities business. There are two types of investor contact , i.e., Investor Contact Type A permitted to conduct securities investment analysis, and Investor Contact Type B permitted to
. There are two types of investor contact, i.e., Investor Contact Type A permitted to conduct securities investment analysis, and Investor Contact Type B permitted to conduct securities investment analysis
; “securities investment analysis” means an analysis on information in connection with securities in order to make an advise or to disclosure such analysis directly or indirectly about the value or an appropriate
any other securities; “securities investment analysis”4 means an analysis on information in connection with securities in order to make an advise or to disclosure such analysis directly or indirectly
means any direct or indirect advice made related to the value of securities or appropriate of investment in such securities or any other securities; “securities investment analysis”4 means an analysis on
company licensed to undertake securities business in the category of investment advisory service; “person with power of management” means a person responsible for a line of work relating to investment