for manipulative trading of AMC shares while she had also manipulated AMC share price as well as traded other securities through another client account for her own benefit. Moreover, she was the one who
. Network Co., Ltd., and (4) Pat Thamma, director of P.T. Research Co., Ltd., on account of operating derivatives business without license. The SEC received complaints indicating that the aforesaid five firms
draft, taking into account comments from public hearing on proposed principles early this year, covers prevention on use of inside information, transactions with related persons for the benefit of clients
Lohtong Holding Co., Ltd.'s trading account to purchase 1,479,700 SPORT shares by utilizing non-public information he accessed by virtue of his positions. Such information was the Q3/2015 operating
Mr.Chatchai Dhammarungruang Between July 7,2016 and August 3, 2016, Chatchai, former director of Modernform Group Plc. had used trading account of his daughter to sell a total of 1.3 million share of
Miss Benjamas Dhammarungruang Between July 7,2016 and August 3, 2016, Chatchai, former director of Modernform Group Plc. had used trading account of Benjamas Dhamarungruang his daughter to sell a
, that is, PDI had a net profit of 221.45 million Baht in the third quarter of fiscal year 2016 to purchase PDI shares in Mr. Chatchala Vongmasa's trading account. Moreover, Chatchala assisted Pinit
information, that is, PDI had a net profit of 221.45 million Baht in the third quarter of fiscal year 2016 to purchase PDI shares through Mr. Chatchala Vongmasa's trading account. Moreover, Chatchala
shares in his trading account in order to repayment of other persons' margin loan debt, prior to the disclosure of the inside information to the public on 7 June 2017 at 20.07 hrs. 19/08/2021 filed
continuously in a way of concealment ,by using his account and 4 nominee accounts and aiding or abetting from Mr. watcharachai watcharatham to conduct financial transaction in both of Mr. Werawat’s and nominee