website has become a comprehensive source of important information relevant to listed companies such as financial conditions and operational results, reports on changes in securities holding (Form 59-2
). The proposed revisions intend to facilitate and promote the establishment of the said funds by lowering the unit-holding limit of infrastructure asset owners and improving vote-counting methods for
seeking approval of investment analysts to pass examination on derivatives in addition to holding Certified Financial Planner (CFP) certification. Thai Bond Market Association bond dealer members will be
by the Civil Penalty Committee as follows : - a civil monetary penalty of 500,000.00 Baht The SEC has banned Mr. Chai from holding the position of director or
; - a civil monetary penalty of 10,002,960.00 Baht The SEC has banned Mr. Suraphong from holding the position of director or executive at any issuing or listed companies for 2 years and 6
1,366,085.00 Baht The SEC has banned Mr. Thanasit from holding the position of director or executive at any issuing or listed companies for 1 year. SEC Act (before the fifth amendment) Section 241
The SEC has banned Mr. Chitchai from holding the position of director or executive at any issuing or listed companies for 1 year. SEC Act (before the fifth amendment) Section 241 Civil
Penalty Committee as follows : - a civil monetary penalty of 1,635,871.25 Baht The SEC has banned Mr. Surachai from holding the position of director or executive at
Penalty Committee as follows : - a civil monetary penalty of 500,000.00 Baht The SEC has banned Mr. Somsak from holding the position of director or executive at any
> The SEC has banned Mr. Porameth from holding the position of director or executive at any issuing or listed companies for 3 years from 8 June 2018 to 7 June 2021. SEC Act (before the fifth