owners, in order to gain indirect benefits for himself. His actions are deemed as failure to honestly and fairly perform his duty in providing financial services, lacking of professional accountability or
Wannapat signed the names of clients and the authorized checker on fund trading order forms without the actual signatures of either party, and used the checker’s password, without authorization, to approve
อนุเคราะห์ให้สำนักงานกำหนดหลักเกณฑ์เป็นลายลักษณ์อักษรในเรื่องการจัดทำเอกสารการส่งคำสั่งซื้อขายของลูกค้า เพื่อใช้แทนใบคำสั่งซื้อขาย (“order ticket”) เพื่อให้บริษัทหลักทรัพย์สามารถปฏิบัติ
marketing officer [A] 2. Damage Prevention 2.1 Fire Prevention system · Providing an alarm device such as smoke detector, heat detector etc. in order to prevent or suppress fire immediately. [M] · The
system o Providing an alarm device such as smoke detector, heat detector etc. in order to prevent or suppress fire immediately. [M] o The computer centre shall have automatic fire suppression system. For
order to have registered capital at THB 15,000,000 (as per details set out below). 2 For the acquisition of Leyland’s ordinary shares, the share purchase price was calculated from the asset value of
. If the custodian receives a notification from its clients in order to switch to another custodian, the custodian shall hand over the assets to the other custodian within fifteen days. Clause 10. The
date of acknowledgement that the financial position cannot be maintained. If the custodian receives a notification from its clients in order to switch to another custodian, the custodian shall hand over
to be open on different hours or close on different days. Therefore, in order to clarify rules on granting permission to a management company to establish a branch office together with serving