that at this stage, the SEC and the public prosecutor will study the Appeal Court?s judgment for further appeal proceedings.The SEC on August 5, 2004 had filed a criminal complaint on this case with the

, trading such underlying securities while underwriting them. The relaxation aims at facilitating the brokerage firms to better manage risks associated with issuance of the instruments while the firms are

. However, 34 single investment policy funds were dissolved to participate in master funds, closing the year at 469 PVDs in total. ?Companies and organizations consist of diverse groups of employees in terms

Stock Exchange of Thailand (SET). In case where irregular trading is found, the SET as a front-line regulator will refer the case to the SEC for further investigation. At present, a number of cases

baht and 333,333.33 baht on Sinsathien and Sompis, totaling at 833,333.33 baht.      # # #  

such underlying securities while underwriting them. The relaxation aims at facilitating the brokerage firms to better manage risks associated with issuance of the instruments while the firms are required

already investigated TTA shareholding structure and request explanation from relevant persons. Under the SEC regulations, any person and persons hold or announce intention to hold at least 25% stake in TTA

Bangkok, April 4, 2011 - The SEC Board at its meeting No. 4/2011 today has approved the issuance of new license for undertaking brokerage business limited to precious metals derivatives covering gold

offences at different branches, are as follows:(1) Ms. Kanokkarn Suankwan(2) Ms. Punika Thavorawongkul (formerly named Kanphicha Aroonchairot at the time of committing the offences)(3) Ms. Atchareeya

primacy of investment of investors.?Norachet Sangruji, Chairman of Investment Banking Club, said that ?Innovation and creativity are at present among pillars sustaining the country?s competitiveness