have shared and discussed relevant guidelines and preventive measures such as industry engagement and guidelines of good practices. The meeting further agreed that the APRC members should conduct a

Thailand (GCNT), Mrs. Oranuch Apisaksirikul, Chairperson of Thai Listed Companies Association, and Mrs. Attapan Masrungson, Advisor of Thai Tuna Industry Association. Listed companies, business operators

, investors can keep updates on information and the list of business operators participating in the "Number 5 Savings” Project," a joint initiative by the SEC and the mutual fund industry launched on

approval as securities investment consultant and banned him from re-entering the capital market and performing duties as a branch manager for any business in the industry for 10 years. Since the period of

in such employer?s group. In this regard, the companies in such employer?s group will be defined, in consistence with those applicable to mutual fund industry, as parent and subsidiary companies

Bangkok, January 30, 2014 ? The SEC affirmed the instruction for Bee Taechaubol to promptly rectify the tender offer for Electronics Industry Plc. (EIC)?s shares as specified by the tender offer

in Capital Market Industry dated September 15, 2010. The SEC therefore revealed his inappropriate behavior for failing to keep records of investment advice and clients' trade order instructions. In

the of the Notification of Capital Market Supervisory Board No. TorThor/Nor/Khor. 37/2553 Re: Prohibited Characteristics of Personnel in Capital Market Industry dated September 15, 2010. In this regard

risks. Asst. Prof. Dr. Thanachot Boonworachot, researcher, Faculty of Agro-Industry, Kasetsart University said that the study on ?Returns, investor trading volumes and price volatility relationships on

their professional ability to give appropriate information to investors. In making appropriate adjustments and enhancing practicality for the industry, the SEC has taken into consideration comments and