Based on a referral and the SEC’s further investigation, it was found that on 15 October 2021 OKX provided services for a digital asset trading system, facilitating the trading and exchange of
supporting documents to the SEC within 17 January 2024 and disclose the information through the SET Electronic Listed Companies Information Disclosure System. ____________________
arranging a trading system to facilitate digital asset trading with a fee collected at the rate of 0.1 percent of the customer’s trading value, had solicitation and advertisement in the Thai language to
or four times the issuer's equity.In any case, the established approval system allows the SEC to consider relevant information before approving any ICOs. This ensures that the disclosure meets the
be associated with business operators' license and thus may have a risk that affects business operators' financial position or service system as well as investors’ benefits and confidence in the
preparing high-quality financial reports;Organizing appropriate internal control system, quality internal audit unit, along with monitoring the efficiency and effectiveness of risk management within the
to have failed to maintain sufficient quality control system in accordance with the professional standards, which will raise the investor protection and creditability of Thai capital market to be in
Even though the Thai financial system remains strong, with commercial banks holding healthy levels of capital and liquidity reserves, the liquidity stress and the resulting irregularity in the
for SMEs and startups to the Thai capital market with technology utilization.” which emphasizes on the importance of SMEs to the Thai economic system and SEC’s role in “unlocking the three gateways