under Section 89/7 and Paragraph 2 of Section 281/2 of the SEA. The SEC has therefore filed the criminal complaint against Wichai with the ECSD for further proceedings. On 5 September 2017, Wichai, also
Bangkok, March 17, 2015 ? The SEC, the Institute of Directors Association (IOD), the Federation of Accounting Professions under the Royal Patronage of His Majesty the King (FAP), the Thai Listed
selling orders were made with equal or under the purchase prices without concern for loss to the client. Moreover, trading volumes soared during the marketing campaign of Country Group Securities.In
deemed as performing duty with dishonesty under the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*. The SEC, therefore, revoked the approval as capital
transmitting financial and investment knowledge, thereby inspiring various sectors to collectively advance Thai society toward long‑term financial security. Activities under the Project will be mobilized and
initial public offerings (IPOs)—while private markets have continued to grow rapidly across the region. The SEC also presented Thailand’s initiatives under the Capital Market Competitiveness and
’ Meeting No. 3/2018, held on 26 February 2018, has passed a resolution to approve an investment in real estate project relating to hotels and resorts by a subsidiary to be established by the Company under
as the definition of “institutional investor” under Section 3 of the Derivatives Act B.E. 2546 (2003) and related notifications issued by virtue of such law; “margin account” means an account which
associated companies. The information in this part shall be described in brief and the details thereof shall be disclosed in attachment; (5) Under-construction projects. (Only in case of high-value, time
subsidiaries and associated companies. The information in this part shall be described in brief and the details thereof shall be disclosed in attachment; (5) Under-construction projects. (Only in case of high