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failure to comply with the Notification of the Capital Market Supervisory Board.** SEC has therefore prohibited Prapai from performing duties as branch manager in charge of capital market business and
committing misconduct. {B}’s act was deemed a failure to comply with the Notification of the Capital Market Supervisory Board.** SEC has therefore prohibited {B} from performing duties as branch manager in
the manager.The misconduct of the three persons above was a failure to perform duties with responsibility and professional due care for the best interest of investors pursuant to the Notification of the
No CS 03/2018 February 21, 2018 Subject Declaration of Operational Results for the Year 2017 Attention Directors and Managers The Stock Exchange of Thailand For the three-month period ended December
No If yes, please summarized the results of inspection in the space below 5. Declaration I hereby declare that all information provided in this application and its attachments are true and correct
, long-term gains, and a good governance foundation for the Thai capital market.SEC Secretary-General Rapee Sucharitakul said: ?The declaration of intent of the 26 asset management companies is a milestone
Bangkok, and the Declaration of Intention to Cooperate and Promote the United Nations Guiding Principles on Business and Human Rights in Thailand – a major national cooperation for adoption of the UNGPs in
Bangkok, 3 April 2018 ? The SEC applauds four provident funds for their declaration of intent to adopt the Investment Governance Code (I Code) for institutional investors in accordance with
-corruption Progress Indicators record shows a continued progress across the board. For example, in 2014, the majority or 29.10 percent of the listed firms were ranked at Level 2, which indicates declaration of