performing these duties, she cannot perform duties as other personnel in the capital market approved by the SEC under Clause 30(4)(a) of the Notification No. Tor Lor Thor. 8/2557, as amended. By virtue of
re: Informa from Di Multimedia G s Meeting N s passed a m ith a view to es, as well as nd content, in Approved to comprising in 1.1 All i in th to 90 1.2 All subs 149,9 BBB BBB 1.3 All i in th perce
2/1: (1) providing a complete work system ready to undertake the business of investment advisory service approved by the Office, which includes an internal control system in respect of giving advice
information or as liaison office within the scope of this Notification. “auditor” means an auditor approved by the SEC Office under the Notification of the Office of the Securities and Exchange Commission
intermediary established in foreign jurisdiction for providing services of information or as liaison office within the scope of this Notification. “auditor” means an auditor approved by the SEC Office under the
services of information or as liaison office within the scope of this Notification. “auditor” means an auditor approved by the SEC Office under the Notification of the Office of the Securities and Exchange
big retail investors ; “mutual fund for institutional investor” means a mutual fund whose establishment has been approved by the SEC Office prior to the date on which this Notification comes into force
) dated 20 February 2017 (effective as from 1 March 2017). 2 big retail investors; “mutual fund for institutional investor” means a mutual fund whose establishment has been approved by the SEC Office prior