required duty of his position resulted in the offence committed by Bitazza concerning the case that Bitazza failed to calculate, prepare and submit Form Dor Jor. 2 for the period of June 2024 in accordance

. The SEC found that Mr. Pasu traded shares of TRITN during the period from June 17,2022 to November 17, 2023. As a director, Miss Louise was obligated to report any changes in the securities holdings of

. The SEC found that Mr. Pasu traded shares of GLOCON during the period from June 24, 2022, to October 27, 2023. As a director, Miss Louise was obligated to report any changes in the securities holdings

for the crowdfunding debentures, which were due on February 8, 2024 to the SEC Office later than the period specified by the SEC Office Notification, on two occasions. SEC Act S.300 in conjunction

period by the notification of the Securities and Exchange Commission resulted from the instructions or the failure to give instructions which is a duty required to be performed. SEC Act S.300 in

prepare and disclose the report within the period specified in the notification of the Capital Market Supervisory Board. SEC Act S.59 Settlement Committee Meeting No. 8/2025 Settlement Committee Order

period from September 24, 2020 to August 30, 2023. As a CFO, Miss Yeap Xin RHU was obligated to report any changes in the securities holdings of her common-law marriage, Mr. Viroj, in accordance with the

for her own benefit. However, she failed to submit a report on the change in her securities holding (Form 59) in such account to the SEC Office within the period specified under the Notification of the

which means Mr. Winai Teawsomboonkij failed to prepare and disclose the report within the period specified in the notification of the Capital Market Supervisory Board. SEC Act S.59 Settlement Committee

. Somsak prepared and disclosed the report (Form 59) to the SEC office on April 1, 2021 which means Mr. Somsak failed to prepare and disclose the report within the period specified in the notification of the