by the client to take care of the trading account and inform the client after the trades were executed. Meanwhile, {A}, a head of the marketing team, admitted that he was informed by {B} that the

filed by KKTRADE Securities Company Limited Ltd. The SEC probed into the case and found that {A} submitted securities trading orders from her brother's securities trading account. Over 11 months, the

และเป็นประโยชน์กับผู้ใช้งานสูงสุด ทุกความคิดเห็นของท่านมีคุณค่า ตอบแบบสอบถาม ปิด Home Our services Products Changes User manual Contact us Sign in Sign up Sign in with SEC API Account Not a member yet

และเป็นประโยชน์กับผู้ใช้งานสูงสุด ทุกความคิดเห็นของท่านมีคุณค่า ตอบแบบสอบถาม ปิด Home Our services Products Changes User manual Contact us Sign in Sign up Sign up with SEC API Account Already a member

. Their financial and stock transactions were interconnected, while Mr. Suthee was also authorized to place trade orders in Mr. Peeranut’s securities trading account. During the incident period, Mr. Suthee

in the capital market, for example, female directors currently account for approximately 20 percent of total numbers of directors’ seats in listed companies. The board with at least one female member

the payment of invoices to an incorrect account. The loss in the email compromise affected significantly the company and the overall shareholders.SEC is of the opinion that the supervision and

regulations.To facilitate foreign investment, SEC and the Association of Thai Securities Companies have jointly updated the procedural guidelines of the association by allowing investors to open an account

condition. Simultaneously, Kiatichai, Suraphong (managing director and authorized person for trading in the NPP securities trading account), NPP, Rinnapa whose beneficiary in her securities account was

account the public comments gathered from the previous hearing whereby the calculation of the fees on Thai government bond dealing activities would be revised to reduce the burden on bond dealers and